ParⅠ Fundamentals of Securities 基础证券学

Chapter 1 Securities and Stocks

1.1 Definition of Securities

1.2 Major Classes of Stocks in the US

Chapter 2 Bonds or Debt Securities

2.1 Definition of Bond

2.2 Major Types of Privately Issued Debt Securities

2.3 Chief Classes of Publicly Issued Debt Securities

2.5 Major Differences between Stocks and Corporate Bonds

2.4 International Bonds

Chapter 3 Financial Derivatives

3.1 Definition of Financial Derivatives

3.2 Major Types of Financial Derivatives

3.3 The Social Role of Financial Derivatives

3.4 How to Manage Risks with Financial Derivatives

Chapter 4 Methods of Issuing Securities

4.1 Public Issue

4.2 Private Placement

5.3 Framework of Analysis for Risk and Return

5.2 Approaches to Securities Analysis

Chapter 5 Security Analysis

5.1 Definition of Security Analysis

Chapter 6 Securities Markets in General

6.1 Definition of Securities Markets

6.2 Classifications of Securities Markets

Chapter 7 Debt Securities Markets

7.1 Domestic Bond Market

7.2 International Bond Market

7.3 Specialized Bond Market

Chapter 8 Well-known Stock Exchanges

8.1 Famous Stock Exchanges in US

8.2 London Stock Exchange

8.3 Tokyo Stock Exchange

Chapter 9 American Stock Market Indicators

9.1 Definition of Stock Market Index

9.2 Introduction to the Commonly Quoted Stock Market Indexes

10.1 Major Types of Securities Investors

Chapter 10 American Securities Investors

10.2 Investors Objectives

10.3 Useful Services to Securities Investors

Chapter 11 Chief American Securities Laws

11.1 The Securities Act of 1933

11.2 The Securities Exchange Act of 1934

Chapter 12 The Work of the SEC(1)

Chapter 13 The Work of the SEC(2)

PartⅡ Selected Articles on Securities from American and British Press 英美报刊证券文章选读

Lesson 1 China s Stockmarket Reforms

Lesson 2 Capital Drought

Lesson 3 Precing China s Markets Together

Lesson 4 Frankfurt s High-tech Stock Markets

Lesson 5 The Market can t Soar above the Economy Forever

Lesson 6 Many Dividend-payers Offer Rising Income Streams

Lesson 7 Watch Your Step with Wall Street Stocks

Lesson 8 A Frcsh Strategy for Bonds

Lesson 9 Junk Bonds Suddenly Improved

Lesson 10 Why Junk Bonds Suddenly Look Good

Lesson 11 Sideswiped by Convertibles

Lesson 12 The Credit-Raters:How They Work,How They Might Work Better

Lesson 13 Institutional Investors in Britain

Lesson 14 Slammed!

Lesson 15 Advantage,Coke

Lesson 16 Will Hedge Funds Be Overrun by All the Traffic?

Lesson 17 When Your Fund Switches Tracks

Lesson 18 Hedge Funds Go Wide

Lesson 19 A Letter to President Bush

Lesson 20 Five Ways to Avoid More Enrons

Lesson 21 Corporate Accountability

Lesson 22 the Hunt for Liquidity

Lesson 23 With Friends like These

Lesson 24 Pitt s Accounting Fix Leaves a Lot Broke

Lesson 25 New Yardsticks for Investors

Lesson 26 The Reluctant Reformer

Appendix Key to the Exercises of PartⅡ