导言

1 汇款

1.1 汇款的定义和流程

1.1.1 汇款的定义

1.1.2 汇款的流程

1.2 汇款的手段或工具

1.2.1 信汇（M/T）

1.2.2 票汇（D/D）

1.2.3 电汇（T/T）

1.2.4 信用卡

1.3 电汇的支付交易

1.3.1 采用头寸付款方式

1.2.6 电子银行和网上银行

1.2.5 旅行支票

1.3.2 采用链式付款方式

1.3.3 头寸和链式付款方式之比较

1.4 用于自动处理系统的SWIFT格式

1.4.1 自动处理系统的使用要点

1.4.2 正确使用SWIFT格式报文种类

1.5 新业务品种

1.5.1 远期通知

1.5.2 当天起息汇款服务

1.6.1 银行间赔付准则指南

1.6 银行间赔付规则

1.6.2 赔付的实际操作

1.7 索偿和相关错误的案例分析

1.7.1 倒起息

1.7.2 提前起息

1.7.3 错误付款

1.7.4 更改革受益人

思考题

2.1.1 托收的定义

2.1.2 托收的当事人和流程

2.1 托收的定义和流程

2 托收

2.2 托收类型

2.2.1 光票托收

2.2.2 跟单托收

2.3 托收统一规则（URC）

2.3.1 托收指示

2.3.2 银行的法律地位

2.4 跟单托收的风险控制

2.4.1 降低D/P托收方式的风险

2.4.2 降低D/A托收方式的风险

2.4.3 降低D/P远期托收方式的风险

2.4.4 案例研究——“医检乳胶手套”

思考题

3 信用证

3.1 信用证概述

3.1.1 信用证的定义

3.1.2 信用证的当事人

3.1.3 信用证的契约安排

3.1.4 信用证的原则和特点

3.1.5 信用证的作用

3.2 进口信用证

3.2.1 开立进口信用证

3.2.2 开证程序

3.2.3 信用证的修改

3.2.4 单到承兑、付款

3.2.5 提货担保

3.3 出口信用证

3.3.1 出口信用证运作

3.3.2 审单的基本方法和合理时间

3.3.3 审单要点及案例

思考题

4 进口贸易融资的风险管理

4.1 开立信用证和进口押汇

4.1.1 开立信用证

4.1.2 进口押汇

4.2 信托收据（T/R）

4.3 提货担保

4.4 应收账款和仓库提单作为抵押品

5 出口贸易融资的风险管理

5.1 预支信用证

5.2 打包放款

5.3 出口押汇

5.4 汇票贴现

5.5 保理业务

5.5.1 综述与定义

5.5.4 国际保理

5.5.3 保理费用

5.5.2 保理的作用

5.5.5 D/A的出口保理

5.6 福费廷

5.6.1 综述与定义

5.6.2 福费廷业务与保理业务的区别

5.6.3 福费廷业务的风险

5.6.4 对出口商的益处

5.6.5 福费廷业务的要点

思考题

Introduction

1.1.2 Workflow

1.1.1 Definition

Chapter One Remittance

1.1 Definition and Workflow

1.2 Means or Instruments of Remittance

1.2.1 Mail Transfer(M/T)

1.2.2 Demand Draft(D/D)

1.2.3 Telegraphic Transfer(T/T)

1.2.4 Credit Card

1.2.5 Traveller's Cheque

1.2.6 E-banking and Web

1.3 Payment Transaction by T/T

1.3.1 Payment Using Cover Method

1.3.2 Payment Using Serial Method

1.3.3 Comparison between Cover and Serial Payment Method1s

1.4 Swift Formatting Recommendations for Straight-Through Processing(STP)

1.4.1 Key Points to STP(Straight-Through Processing)

1.4.2 Usage of Swift Message Types

1.5 New Products on Remittance

1.5.1 Future Advising

1.5.2 SDRS-Same Day Remittance Service

1.6 Basis of Interbank Compensation

1.6.1 Guideline to Interbank Compensation

1.6.2 Operation on Compensation Claims

1.7.1 Back Valuation

1.7 Cases on Compensation Claims and Related Errors

1.7.2 Forward Valuation

1.7.3 Missent Payment

1.7.4 Change of Beneficiary

Questions

Chapter Two Collection

2.1 Definition and Workflow

2.1.1 Definition

2.1.2 Parties and Workflow to a Collection

2.2 Types of Collection

2.2.1 Clean Collection

2.2.2 Documentary Collection

2.3 Uniform Rules for Collections(URC)

2.3.1 Collection Instruction

2.3.2 Legal Position of Banks

2.4 Risk Control in the Documentary Collection

2.4.1 Reduce Risks with D/P Collection

2.4.2 Reduce Risks with D/A Collection

2.4.3 Reduce Risks with D/P at Tenors

2.4.4 Case Study-Latex Examination Gloves

Questions

3.1.2 Parties to a Letter of Credit

3.1.1 Definition

3.1 Introduction of Letter of Credit

Chapter Three Letter of Credit

3.1.3 Contractual Arrangement under the Credit

3.1.4 Principles and Characteristics of the Credit

3.1.5 Roles of Credit

3.2 Import Credit

3.2.1 Issuance of Import Credit

3.2.2 Procedure of Credit Issuance

3.2.3 Modification of Credit

3.2.4 Acceptance of Payment of Presented Documents

3.2.5 Shipping Guarantee

3.3 Export Credit

3.3.1 Operations on Export Credit

3.3.2 Methods and Time for Documents Examination

3.3.3 Points and Cases for Documents Examination

Questions

Chapter Four Risk Management on Import Financing

4.1 Letter of Credit Issuance and Bill Purchased

4.1.1 Letter of Credit Issuance

4.1.2 Imported Bill Purchased

4.2 Trust Receipt(T/R)

4.3 Shipping Guarantee

4.4 Receivables and Warehouse Bill as Pledge

Chapter Five Risk Management on Export Financing

5.1 Anticipatory Credit

5.2 Packing Loan

5.3 Export Bill Purchased

5.4 Bill Discounted

5.5 Factoring

5.5.1 General Introduction and Definition

5.5.2 Functions of Factoring

5.5.3 Cost of Factoring

5.5.4 International Factoring

5.5.5 Export Factoring with D/A

5.6 Forfaiting

5.6.1 Introduction

5.6.2 Differences between Factoring and Forfating

5.6.3 Risks in Forfaiting

5.6.4 Advantages for Exporter

5.6.5 Aspects of Forfaiting

Questions

Appendix UNIFORM CUSTOMS AND PRACTICE FOR DOCUMENTARY CREDITS 1993 REVISION

参考文献

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